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Free AAFM CTEP Exam Dumps

Here you can find all the free questions related with AAFM Chartered Trust & Estate Planner (CTEP) Certification Examination (CTEP) exam. You can also find on this page links to recently updated premium files with which you can practice for actual AAFM Chartered Trust & Estate Planner (CTEP) Certification Examination Exam. These premium versions are provided as CTEP exam practice tests, both as desktop software and browser based application, you can use whatever suits your style. Feel free to try the Chartered Trust & Estate Planner (CTEP) Certification Examination Exam premium files for free, Good luck with your AAFM Chartered Trust & Estate Planner (CTEP) Certification Examination Exam.
Question No: 1

MultipleChoice

Management of a publicly-held organization requires the internal audit activity to be involved with quarterly financial statements, which are made public and used internally. Which of the following explanations of management's decision is least plausible?

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Question No: 2

MultipleChoice

An internal audit activity (IAA) provided assurance services for an activity it was responsible for during the preceding year.

As a result, which IIA Code of Ethics principle is presumed to be impaired?

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Question No: 3

MultipleChoice

Which of ihe following risk management activities is most appropriate for an internal auditor to undertake?

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Question No: 4

MultipleChoice

Which of the following would be considered a preventive control?

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Question No: 5

MultipleChoice

Which of the following is not an appropriate activity for internal auditors to perform?

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Question No: 6

MultipleChoice

According to IIA guidance, which of the following statements is true regarding periodic internal assessments of the internal audit activity?

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Question No: 7

MultipleChoice

An organization has implemented a software system that requires a supervisor to approve transactions that would cause treasury dealers to exceed their authorized limit. This is an example of which of the following types of controls?

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Question No: 8

MultipleChoice

What is the additional advantage of facilitated workshops, in comparison with structured interviews, used when testing the effectiveness of entity-level controls?

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Question No: 9

MultipleChoice

Which two of the following are preventive controls in a check disbursement process?

1. Daily reconciliation of the bank account used for check disbursements and prompt follow-up of un-reconciled items.

2. Segregation of the following duties: establishing new vendors, approving checks, and reconciling the bank account.

3. An activity report detailing who accesses the check disbursement system and the nature of any action taken in the system.

4. Evidence of strong access controls ensuring that authorized individuals have access only to the functions related to their responsibilities.

Options

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